Compliance Manager

  • 40hr work week
  • 5+ years industry experience
  • Product and compliance team
  • Wellington based

We're looking for...

An excellent communicator who has at least five years of relevant experience in the financial services industry in a compliance, product/compliance or legal/compliance role. You'll also have a strong understanding of the funds management industry, have strong leadership experience and the ability to infulence, and be comfortable working in a highly regulated environment. This role will manage a team of three so this could be an opportunity for a talented individual to step into a leadership role.

In this role you'll...

Support Booster with the ongoing development of our compliance programme. The role will focus on ensuring compliance and guidance with the Financial Advice Providers license, product compliance obligations and with AML & CFT.   

For this role you'll...

  • Provide ongoing compliance management support on all financial market regulatory requirements
  • Prepare reports, ensuring accuracy and compliance with legislative and regulatory obligations
  • Manage and monitor risk and compliance reporting
  • Assist with various compliance responsibilities, including FMCA, FAP, AML/CFT
  • Manage a team

You'll have...

  • At least 5 years relevant experience in the financial services industry in a compliance role
  • Experience in compliance related disciplines
  • A good understanding of the funds management industry 
  • Previous experience working with the relevant legislation within the financial services industry
  • Strong leadership experience and the ability to influence
  • Comfortable working in a highly regulated environment 
  • Sound communication and decision making skills

To apply for this role please apply through our job listing on Seek.

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